Acquisition Stars

What is SEC Rule 144 and how do you sell restricted stock?

SEC Rule 144 is the safe harbor exemption allowing holders of restricted and control securities to sell shares in public markets after meeting holding period and volume requirements. Understanding Rule 144 requirements is critical for company insiders, early investors, and holders of restricted stock who want to sell shares in the public market.

What are Section 16 reporting requirements for corporate insiders?

Section 16 requires officers, directors, and 10%+ shareholders to file Forms 3, 4, and 5 reporting stock ownership and transactions, with liability for short-swing profits within 6 months. Officers, directors, and 10% shareholders must file ownership reports and can be liable for "short-swing" profits from matching purchases and sales within 6 months.

Why choose Acquisition Stars for securities law?

Acquisition Stars combines M&A expertise with coordination with securities counsel, backed by managing partner involvement on every deal. We provide sophisticated solutions that bridge private and public markets, working with securities counsel on the regulatory work. M&A + Securities Coordination Unique combination of M&A transaction experience and coordination with securities counsel for complex deals.